Tag: compliance

  • North America

    National Stock Exchange

    With offices in both Jersey City and Chicago, the National Stock Exchange (NSX) is regulated by the U.S. Securities and Exchange Commission (SEC). Additionally, the NSX tracks all trading conducted on the exchange by means of systemic controls and automated daily surveillance. NSX views compliance with its own rules and federal securities laws as being essential to investor confidence and ...

  • Companies

    Citigroup

    Citigroup Inc. is considered to be one of America's "Big Four" banks, the others being Bank of America, JPMorgan Chase and Wells Fargo. With more than 16,000 offices in over 140 countries, Citigroup has around 300,000 employees worldwide and holds over 200 million customer accounts.